W1siziisimnvbxbpbgvkx3rozw1lx2fzc2v0cy9wyxjpdgfzl2pwzy9iyw5uzxitzgvmyxvsdc5qcgcixv0

Audit Manager - Market Conduct & Regulatory Compliance

  • Location

    London

  • Sector:

    Audit, Compliance

  • Job type:

    Permanent

  • Salary:

    to £70k base + bonus / benefits

  • Job ref:

    DD031120

  • Published:

    22 days ago

  • Expiry date:

    03-12-2021

A global bank are currently seeking an Audit Manager to focus on Conduct and Compliance issues, primarily related to their Markets business

Audit Managers are responsible for the execution and delivery of audit engagements, working within audit teams on the continuous monitoring and scoping, planning and delivery of audit engagements, occasionally acting as audit lead

Applicants will ideally be professionally qualified (e.g. ACA, ACCA or CIA) with internal audit experience of conducting regulatory compliance and conduct related audits, e.g. Market Conduct, FX Remediation, Transaction Reporting, Volcker, CASS, LIBOR, Trade Surveillance etc. The successful candidate will possess strong knowledge and understanding of conduct risks and potential conflicts of interest arising in wholesale banking and securities businesses.