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Jobs in Compliance

Found 2 jobs
    • London
    • Posted about 1 month ago

    Exciting opportunity to join a leading Asset Management firm who are looking for a Compliance Monitoring Assistant Manager to join their growing team in London. The successful candidate will have Compliance monitoring experience, preferably from the asset management industry. An understanding of UCITS and AIFMD will also be advantageous. Experie...

    • London
    • to £70k base + bonus / benefits
    • Posted 6 months ago

    A global bank are currently seeking an Audit Manager to focus on Conduct and Compliance issues, primarily related to their Markets business Audit Managers are responsible for the execution and delivery of audit engagements, working within audit teams on the continuous monitoring and scoping, planning and delivery of audit engagements, occasional...

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